ici Risk Without Reward, The Blog On Operational Due Diligence Issues
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Risk Without Reward - Castle Hall's Blog on operational risk issues
January 10, 2009

SEC - Hedging Your Bets

While published a while ago - back in March 2008 - we've just come across an SEC news release "Hedging Your Bets: A Heads up on Hedge Funds and Hedge Fund of Funds."Among the SEC's words of wisdom:- Read the...
Posted at 07:00 PM in Regulation
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November 13, 2007

Contracts for Disclosure?

Contracts for Differences ("CFDs") have become a popular means for hedge funds to access the UK stock market.  This allows investors to buy UK stocks on margin and, secondly, avoids UK...
Posted at 07:00 PM in Regulation
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October 30, 2007

California Registration

Investment News reports today on a proposal in California that all hedge funds located in the state not already registered as investment advisors with the SEC must instead register with the State. California...
Posted at 07:00 PM in Regulation
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